Share:
Email
Facebook
Twitter
Google+
LinkedIn
Putnam Hartford Capital Manager
George Putnam Balanced Fund Subaccount
The subaccount seeks to provide a balanced investment composed of a well diversified portfolio of stocks and bonds which produce both capital growth and current income.
Fund Description
The subaccount seeks its dual objectives of capital growth and current income by investing in a combination of value stocks and fixed-income securities. The equity portion targets stocks of large companies that are currently undervalued and undergoing positive changes. The fixed-income portion includes government, corporate, and mortgage-backed securities. The subaccount typically has a 60%-70% allocation to stocks and a 30%-40% position in bonds.
Sales Story
A prudent balance of stocks and bonds A balanced approach: The fund seeks conservative growth plus income through a mix of roughly 60% stocks and 40% bonds.Seeking reduced volatility: The fund's focus on undervalued stocks and primarily high-quality bonds is designed to reduce volatility for conservative and income-oriented investors.A rigorous process: The fund's experienced portfolio managers use rigorous fundamental investment research to find opportunities and manage risk.
‡ Lipper Ranking as of 01/31/14
Category: Balanced-PCM
| Percentile ranking | Rank/Funds in category | |
|---|---|---|
| 10 yrs. | 96% | 68/70 |
| 1 yr. | 36% | 57/158 |
| 3 yrs. | 18% | 27/150 |
| 5 yrs. | 33% | 46/142 |
Risk Characteristics as of 01/31/14
| Alpha (%) | 1.58 |
|---|---|
| Beta | 0.59 |
| R Squared | 0.97 |
| Standard Deviation (3 yrs.) | 7.75 |
Quick Facts as of 02/28/14
| Fiscal Year End | December |
|---|---|
| Asset Class | Putnam Hartford Capital Manager |
| Subaccount Status | Open to new investors |
| Number of Issues | 479 |
| Turnover (fiscal year end) | 79% |
| Net Assets | $165M |
| Inception Date | 05/01/98 |
Variable annuities are long-term investments designed for retirement purposes. Withdrawals prior to age 59 1/2 may be subject to a 10% IRS penalty.The use of derivatives involves additional risks, such as the potential inability to terminate or sell derivatives positions and the potential failure of the other party to the instrument to meet its obligations.Although value investing targets stocks believed to be priced too low, there is no guarantee they will appreciate.
You can lose money by investing in a fund. Any given fund may not achieve its goal, and is not intended as a complete investment program. All funds have risk. The value and/or returns of a portfolio will fluctuate with market conditions. You may have more or less than the original amount invested when you redeem your shares.
‡ Lipper is an industry research firm whose rankings are based on total return performance, vary over time, and do not reflect the effects of sales charges. Past performance is not indicative of future results.
Top 10 Holdings as of 01/31/14
| Us Treasury N/B 03.0000 09/30/2016 | 3.48% |
|
|---|---|---|
| Fnma Fn30 Tba 04.5000 02/01/2044 | 2.65% |
|
| Exxon Mobil Corp Sedol 2326618 | 2.33% |
|
| Us Treasury N/B 01.0000 08/31/2016 | 2.01% |
|
| Us Treasury N/B 03.5000 02/15/2018 | 1.76% |
|
| Us Treasury N/B 00.7500 03/31/2018 | 1.74% |
|
| Us Treasury N/B 01.7500 05/31/2016 | 1.40% |
|
| Johnson & Johnson Sedol 2475833 | 1.38% |
|
| Fnma Fn30 Tba 04.0000 02/01/2044 | 1.29% |
|
| Jpmorgan Chase & Co Sedol 2190385 | 1.26% |
|
| Top 10 holdings, total: | 19.30% |
|
Equity Holdings as of 12/31/13
| EXXON MOBIL CORP | 2.48% |
|---|---|
| JOHNSON & JOHNSON | 1.48% |
| JPMORGAN CHASE & CO | 1.38% |
| PHILIP MORRIS INTERNATIONAL | 1.24% |
| ROYAL DUTCH SHELL PLC-ADR | 1.14% |
| PFIZER INC | 1.11% |
| BANK OF AMERICA CORP | 1.04% |
| CITIGROUP INC | 1.03% |
| US BANCORP | 0.97% |
| HONEYWELL INTERNATIONAL INC | 0.90% |
| MERCK & CO. INC. | 0.79% |
| GENERAL ELECTRIC CO | 0.73% |
| GOLDMAN SACHS GROUP INC | 0.73% |
| CVS CAREMARK CORP | 0.72% |
| STATE STREET CORP | 0.72% |
| TIME WARNER INC | 0.71% |
| L-3 COMMUNICATIONS HLDGS INC | 0.70% |
| CISCO SYSTEMS INC | 0.69% |
| METLIFE INC | 0.67% |
| COMCAST CORP-CLASS A | 0.66% |
| TYCO INTERNATIONAL LTD | 0.66% |
| WELLS FARGO & CO | 0.65% |
| UNITEDHEALTH GROUP INC | 0.64% |
| BAXTER INTERNATIONAL INC | 0.62% |
| HARTFORD FINANCIAL SVCS GRP | 0.61% |
| JOHNSON CONTROLS INC | 0.60% |
| PRUDENTIAL FINANCIAL INC | 0.60% |
| MARATHON OIL CORP | 0.59% |
| CBS CORP-CLASS B NON VOTING | 0.57% |
| MACY'S INC | 0.57% |
| MARRIOTT INTERNATIONAL -CL A | 0.57% |
| RAYTHEON COMPANY | 0.57% |
| TRAVELERS COS INC/THE | 0.57% |
| AMERICAN INTERNATIONAL GROUP | 0.55% |
| CHEVRON CORP | 0.54% |
| THERMO FISHER SCIENTIFIC INC | 0.53% |
| VERIZON COMMUNICATIONS INC | 0.53% |
| UNITED TECHNOLOGIES CORP | 0.52% |
| PROCTER & GAMBLE CO/THE | 0.51% |
| ZIMMER HOLDINGS INC | 0.51% |
| BED BATH & BEYOND INC | 0.50% |
| CAPITAL ONE FINANCIAL CORP | 0.49% |
| APPLE INC | 0.47% |
| CME GROUP INC | 0.45% |
| GLAXOSMITHKLINE PLC-SPON ADR | 0.45% |
| WALT DISNEY CO/THE | 0.45% |
| EATON CORP PLC | 0.44% |
| COVIDIEN PLC | 0.43% |
| CARLYLE GROUP/THE | 0.42% |
| GOOGLE INC-CL A | 0.42% |
| BANK OF NEW YORK MELLON CORP | 0.41% |
| EMC CORP/MA | 0.40% |
| SANOFI-ADR | 0.40% |
| HALLIBURTON CO | 0.38% |
| MARSH & MCLENNAN COS | 0.38% |
| NORTHROP GRUMMAN CORP | 0.38% |
| FIRSTENERGY CORP | 0.37% |
| ANADARKO PETROLEUM CORP | 0.36% |
| SCHWAB (CHARLES) CORP | 0.36% |
| ILLINOIS TOOL WORKS | 0.35% |
| MICROSOFT CORP | 0.35% |
| AMERICAN EXPRESS CO | 0.34% |
| CONOCOPHILLIPS | 0.34% |
| ELI LILLY & CO | 0.34% |
| VIACOM INC-CLASS B | 0.34% |
| COTY INC-CL A | 0.33% |
| REGIONS FINANCIAL CORP | 0.33% |
| ST JUDE MEDICAL INC | 0.33% |
| DOW CHEMICAL CO/THE | 0.32% |
| MEDTRONIC INC | 0.32% |
| P G & E CORP | 0.32% |
| SUNCOR ENERGY INC | 0.32% |
| CHUBB CORP | 0.31% |
| EDISON INTERNATIONAL | 0.31% |
| ORACLE CORP | 0.31% |
| STRYKER CORP | 0.31% |
| TEVA PHARMACEUTICAL-SP ADR | 0.31% |
| AT&T INC | 0.30% |
| DELTA AIR LINES INC | 0.30% |
| QUALCOMM INC | 0.29% |
| BB&T CORP | 0.28% |
| COCA-COLA ENTERPRISES | 0.28% |
| FIFTH THIRD BANCORP | 0.28% |
| UNITED PARCEL SERVICE-CL B | 0.28% |
| UNITED TECHNOLOGIES CORP 07.5000 CUM CV PFD | 0.28% |
| AGRIUM INC | 0.27% |
| ASTRAZENECA PLC-SPONS ADR | 0.27% |
| ALTRIA GROUP INC | 0.26% |
| CIGNA CORP | 0.26% |
| GENERAL MILLS INC | 0.26% |
| PNC FINANCIAL SERVICES GROUP | 0.26% |
| PULTEGROUP INC | 0.26% |
| INTERNATIONAL PAPER CO | 0.25% |
| ENTERGY CORP | 0.24% |
| FORD MOTOR CO | 0.24% |
| KELLOGG CO | 0.24% |
| NEXTERA ENERGY INC | 0.24% |
| UNION PACIFIC CORP | 0.24% |
| DUKE ENERGY CORP | 0.23% |
| LAM RESEARCH CORP | 0.23% |
| FREEPORT-MCMORAN COPPER | 0.22% |
| INTEL CORP | 0.22% |
| AMERICAN ELECTRIC POWER | 0.21% |
| AVALONBAY COMMUNITIES INC | 0.21% |
| BRISTOL-MYERS SQUIBB CO | 0.21% |
| DR HORTON INC | 0.21% |
| MCDONALD'S CORP | 0.21% |
| PARKER HANNIFIN CORP | 0.21% |
| PPL CORPORATION | 0.21% |
| UNITED CONTINENTAL HOLDINGS | 0.21% |
| VENTAS INC | 0.21% |
| AMEREN CORPORATION | 0.20% |
| NUCOR CORP | 0.20% |
| WEYERHAEUSER CO 06.3750 CUM CV PFD | 0.20% |
| ZOETIS INC | 0.20% |
| GENERAL MOTORS CO | 0.19% |
| MAXIM INTEGRATED PRODUCTS | 0.19% |
| OCCIDENTAL PETROLEUM CORP | 0.19% |
| OWENS CORNING | 0.19% |
| CALPINE CORP | 0.18% |
| DR PEPPER SNAPPLE GROUP INC | 0.18% |
| MICRON TECHNOLOGY INC | 0.18% |
| NOVARTIS AG-ADR | 0.18% |
| PEPSICO INC | 0.18% |
| QUEST DIAGNOSTICS INC | 0.18% |
| SOUTHWESTERN ENERGY CO | 0.18% |
| INTL BUSINESS MACHINES CORP | 0.17% |
| PUBLIC STORAGE | 0.17% |
| TJX COMPANIES INC | 0.17% |
| XILINX INC | 0.17% |
| PPL CORPORATION 08.7500 CV PFD | 0.16% |
| SUN LIFE FINANCIAL INC | 0.16% |
| TOTAL SA-SPON ADR | 0.16% |
| COLGATE-PALMOLIVE CO | 0.15% |
| DU PONT (E.I.) DE NEMOURS | 0.15% |
| GAMING AND LEISURE PROPERTIE | 0.15% |
| GENERAL DYNAMICS CORP | 0.15% |
| NOBLE CORP PLC | 0.15% |
| PPG INDUSTRIES INC | 0.15% |
| QEP RESOURCES INC | 0.15% |
| COCA-COLA CO/THE | 0.14% |
| SIEMENS AG-SPONS ADR | 0.14% |
| TEXAS INSTRUMENTS INC | 0.14% |
| WALGREEN CO | 0.14% |
| 3M CO | 0.13% |
| ADT CORP/THE | 0.13% |
| AFLAC INC | 0.13% |
| EMERSON ELECTRIC CO | 0.13% |
| HILTON WORLDWIDE HOLDINGS IN | 0.13% |
| INVESCO LTD | 0.13% |
| MORGAN STANLEY | 0.13% |
| NETAPP INC | 0.13% |
| SANDISK CORP | 0.13% |
| SCHNEIDER ELECTRIC SA | 0.13% |
| TARGET CORP | 0.13% |
| PHILLIPS 66 | 0.12% |
| HOME DEPOT INC | 0.11% |
| INGERSOLL-RAND PLC | 0.11% |
| LORILLARD INC | 0.11% |
| DOMINION RESOURCES INC/VA | 0.10% |
| SCHLUMBERGER LTD | 0.10% |
| YAHOO! INC | 0.10% |
| ALCOA INC | 0.09% |
| HEWLETT-PACKARD CO | 0.08% |
| JUNIPER NETWORKS INC | 0.08% |
| CUMMINS INC | 0.07% |
| H.B. FULLER CO. | 0.07% |
| HASBRO INC | 0.07% |
| PENN NATIONAL GAMING INC | 0.06% |
| STAPLES INC | 0.06% |
| ALLEGION PLC | 0.03% |
Full Portfolio Holdings as of 12/31/13
| US TREASURY N/B 03.0000 09/30/2016 | 3.40% |
|---|---|
| FNMA FN30 TBA 04.5000 01/01/2044 | 2.54% |
| EXXON MOBIL CORP | 2.48% |
| US TREASURY N/B 03.5000 02/15/2018 | 1.72% |
| US TREASURY N/B 00.7500 03/31/2018 | 1.67% |
| JOHNSON & JOHNSON | 1.48% |
| US TREASURY N/B 03.7500 11/15/2043 | 1.44% |
| JPMORGAN CHASE & CO | 1.38% |
| US TREASURY N/B 01.7500 05/31/2016 | 1.36% |
| PHILIP MORRIS INTERNATIONAL | 1.24% |
| FNMA FN30 TBA 04.0000 01/01/2044 | 1.23% |
| FNMA FN30 TBA 03.0000 01/01/2044 | 1.14% |
| ROYAL DUTCH SHELL PLC-ADR | 1.14% |
| PFIZER INC | 1.11% |
| US TREASURY N/B 01.0000 08/31/2016 | 1.06% |
| BANK OF AMERICA CORP | 1.04% |
| CITIGROUP INC | 1.03% |
| US BANCORP | 0.97% |
| HONEYWELL INTERNATIONAL INC | 0.90% |
| MERCK & CO. INC. | 0.79% |
| GENERAL ELECTRIC CO | 0.73% |
| GOLDMAN SACHS GROUP INC | 0.73% |
| CVS CAREMARK CORP | 0.72% |
| STATE STREET CORP | 0.72% |
| TIME WARNER INC | 0.71% |
| L-3 COMMUNICATIONS HLDGS INC | 0.70% |
| CISCO SYSTEMS INC | 0.69% |
| METLIFE INC | 0.67% |
| COMCAST CORP-CLASS A | 0.66% |
| TYCO INTERNATIONAL LTD | 0.66% |
| WELLS FARGO & CO | 0.65% |
| UNITEDHEALTH GROUP INC | 0.64% |
| BAXTER INTERNATIONAL INC | 0.62% |
| HARTFORD FINANCIAL SVCS GRP | 0.61% |
| JOHNSON CONTROLS INC | 0.60% |
| PRUDENTIAL FINANCIAL INC | 0.60% |
| FNMA FN30 TBA 03.5000 01/01/2044 | 0.59% |
| MARATHON OIL CORP | 0.59% |
| CBS CORP-CLASS B NON VOTING | 0.57% |
| MACY'S INC | 0.57% |
| MARRIOTT INTERNATIONAL -CL A | 0.57% |
| RAYTHEON COMPANY | 0.57% |
| TRAVELERS COS INC/THE | 0.57% |
| AMERICAN INTERNATIONAL GROUP | 0.55% |
| CHEVRON CORP | 0.54% |
| THERMO FISHER SCIENTIFIC INC | 0.53% |
| VERIZON COMMUNICATIONS INC | 0.53% |
| UNITED TECHNOLOGIES CORP | 0.52% |
| PROCTER & GAMBLE CO/THE | 0.51% |
| ZIMMER HOLDINGS INC | 0.51% |
| BED BATH & BEYOND INC | 0.50% |
| CAPITAL ONE FINANCIAL CORP | 0.49% |
| APPLE INC | 0.47% |
| FNMA FN30 AB3423 04.5000 08/01/2041 | 0.46% |
| CME GROUP INC | 0.45% |
| GLAXOSMITHKLINE PLC-SPON ADR | 0.45% |
| WALT DISNEY CO/THE | 0.45% |
| EATON CORP PLC | 0.44% |
| COVIDIEN PLC | 0.43% |
| CARLYLE GROUP/THE | 0.42% |
| GOOGLE INC-CL A | 0.42% |
| BANK OF NEW YORK MELLON CORP | 0.41% |
| INTL BK RECON & DEVELOP 07.6250 01/19/2023 | 0.41% |
| EMC CORP/MA | 0.40% |
| SANOFI-ADR | 0.40% |
| HALLIBURTON CO | 0.38% |
| MARSH & MCLENNAN COS | 0.38% |
| NORTHROP GRUMMAN CORP | 0.38% |
| FIRSTENERGY CORP | 0.37% |
| ANADARKO PETROLEUM CORP | 0.36% |
| SCHWAB (CHARLES) CORP | 0.36% |
| ILLINOIS TOOL WORKS | 0.35% |
| MICROSOFT CORP | 0.35% |
| AMERICAN EXPRESS CO | 0.34% |
| CONOCOPHILLIPS | 0.34% |
| ELI LILLY & CO | 0.34% |
| VIACOM INC-CLASS B | 0.34% |
| COTY INC-CL A | 0.33% |
| REGIONS FINANCIAL CORP | 0.33% |
| ST JUDE MEDICAL INC | 0.33% |
| DOW CHEMICAL CO/THE | 0.32% |
| MEDTRONIC INC | 0.32% |
| P G & E CORP | 0.32% |
| SUNCOR ENERGY INC | 0.32% |
| CHUBB CORP | 0.31% |
| EDISON INTERNATIONAL | 0.31% |
| ORACLE CORP | 0.31% |
| STRYKER CORP | 0.31% |
| TEVA PHARMACEUTICAL-SP ADR | 0.31% |
| AT&T INC | 0.30% |
| DELTA AIR LINES INC | 0.30% |
| QUALCOMM INC | 0.29% |
| BB&T CORP | 0.28% |
| COCA-COLA ENTERPRISES | 0.28% |
| FIFTH THIRD BANCORP | 0.28% |
| METLIFE CAP TRST IV P/P 144A 07.8750 12/15/2037 | 0.28% |
| UNITED PARCEL SERVICE-CL B | 0.28% |
| UNITED TECHNOLOGIES CORP 07.5000 CUM CV PFD | 0.28% |
| AGRIUM INC | 0.27% |
| ASTRAZENECA PLC-SPONS ADR | 0.27% |
| ALTRIA GROUP INC | 0.26% |
| CIGNA CORP | 0.26% |
| GENERAL MILLS INC | 0.26% |
| PNC FINANCIAL SERVICES GROUP | 0.26% |
| PULTEGROUP INC | 0.26% |
| VANGUARD FTSE EMERGING MARKE | 0.26% |
| HSBC FIN CAP TRUST IX 05.9110 11/30/2035 | 0.25% |
| INTERNATIONAL PAPER CO | 0.25% |
| PROGRESSIVE CORP 06.7000 06/15/2037 | 0.25% |
| UBS AG STAMFORD CT 07.6250 08/17/2022 | 0.25% |
| ENTERGY CORP | 0.24% |
| FORD MOTOR CO | 0.24% |
| KELLOGG CO | 0.24% |
| NEXTERA ENERGY INC | 0.24% |
| UNION PACIFIC CORP | 0.24% |
| DUKE ENERGY CORP | 0.23% |
| LAM RESEARCH CORP | 0.23% |
| FREEPORT-MCMORAN COPPER | 0.22% |
| INTEL CORP | 0.22% |
| AMERICAN ELECTRIC POWER | 0.21% |
| AVALONBAY COMMUNITIES INC | 0.21% |
| BRISTOL-MYERS SQUIBB CO | 0.21% |
| DR HORTON INC | 0.21% |
| JPM CHASE CAPITAL XXIII 01.2406 05/15/2047 | 0.21% |
| MCDONALD'S CORP | 0.21% |
| PARKER HANNIFIN CORP | 0.21% |
| PPL CORPORATION | 0.21% |
| UNITED CONTINENTAL HOLDINGS | 0.21% |
| VENTAS INC | 0.21% |
| AMEREN CORPORATION | 0.20% |
| NUCOR CORP | 0.20% |
| WACHOVIA BANK NA 06.0000 11/15/2017 | 0.20% |
| WEYERHAEUSER CO 06.3750 CUM CV PFD | 0.20% |
| ZOETIS INC | 0.20% |
| BARCLAYS BANK PLC P/P 144A 06.0500 12/04/2017 | 0.19% |
| GENERAL MOTORS CO | 0.19% |
| LYONDELLBASELL IND NV 06.0000 11/15/2021 | 0.19% |
| MAXIM INTEGRATED PRODUCTS | 0.19% |
| OCCIDENTAL PETROLEUM CORP | 0.19% |
| OWENS CORNING | 0.19% |
| WISCONSIN ENERGY CORP 06.2500 05/15/2067 | 0.19% |
| CALPINE CORP | 0.18% |
| DIAGEO INVESTMENT CORP 08.0000 09/15/2022 | 0.18% |
| DR PEPPER SNAPPLE GROUP INC | 0.18% |
| MICRON TECHNOLOGY INC | 0.18% |
| NOVARTIS AG-ADR | 0.18% |
| PEPSICO INC | 0.18% |
| QUEST DIAGNOSTICS INC | 0.18% |
| SOUTHWESTERN ENERGY CO | 0.18% |
| FORD MOTOR CREDIT CO LLC 08.1250 01/15/2020 | 0.17% |
| HARTFORD FINL SVCS GRP 06.6250 03/30/2040 | 0.17% |
| INTL BUSINESS MACHINES CORP | 0.17% |
| PUBLIC STORAGE | 0.17% |
| TJX COMPANIES INC | 0.17% |
| US TREASURY N/B 02.0000 02/15/2023 | 0.17% |
| US TREASURY N/B 02.7500 08/15/2042 | 0.17% |
| XILINX INC | 0.17% |
| BARCLAYS BANK PLC P/P 144A 10.1790 06/12/2021 | 0.16% |
| GOLDMAN SACHS GROUP INC 07.5000 02/15/2019 | 0.16% |
| PPL CORPORATION 08.7500 CV PFD | 0.16% |
| SUN LIFE FINANCIAL INC | 0.16% |
| TOTAL SA-SPON ADR | 0.16% |
| COLGATE-PALMOLIVE CO | 0.15% |
| DU PONT (E.I.) DE NEMOURS | 0.15% |
| FORD MOTOR COMPANY 07.7500 06/15/2043 | 0.15% |
| GAMING AND LEISURE PROPERTIE | 0.15% |
| GENERAL DYNAMICS CORP | 0.15% |
| NOBLE CORP PLC | 0.15% |
| PPG INDUSTRIES INC | 0.15% |
| QEP RESOURCES INC | 0.15% |
| THE BEAR STEARNS COS LLC 06.4000 10/02/2017 | 0.15% |
| ABN AMRO BANK NV P/P 144A 04.2500 02/02/2017 | 0.14% |
| COCA-COLA CO/THE | 0.14% |
| GE CAPITAL TRUST I 06.3750 11/15/2067 | 0.14% |
| KRAFT FOODS GRP INC 05.0000 06/04/2042 | 0.14% |
| ROYAL BK OF SCOTLAND PLC REGS 09.5000 03/16/2022 | 0.14% |
| SIEMENS AG-SPONS ADR | 0.14% |
| STANDARD CHARTERED P/P 144A 03.9500 01/11/2023 | 0.14% |
| STATE STREET CAP TR IV 01.2429 06/15/2037 | 0.14% |
| TEXAS INSTRUMENTS INC | 0.14% |
| WALGREEN CO | 0.14% |
| 3M CO | 0.13% |
| ADT CORP/THE | 0.13% |
| AFLAC INC | 0.13% |
| CREDIT SUISSE P/P 144A 06.5000 08/08/2023 | 0.13% |
| EMERSON ELECTRIC CO | 0.13% |
| FNMA FN30 734836 05.0000 08/01/2033 | 0.13% |
| GENERAL ELEC CAP CORP 06.7500 03/15/2032 | 0.13% |
| HILTON WORLDWIDE HOLDINGS IN | 0.13% |
| ING BANK NV P/P 144A 05.8000 09/25/2023 | 0.13% |
| INVESCO LTD | 0.13% |
| LLOYDS BANK PLC P/P 144A 06.5000 09/14/2020 | 0.13% |
| MASS MUTUAL LIFE P/P 144A 08.8750 06/01/2039 | 0.13% |
| MEADWESTVACO CORPORATION 07.9500 02/15/2031 | 0.13% |
| MORGAN STANLEY | 0.13% |
| NETAPP INC | 0.13% |
| PPL WEM HOLDINGS PLC P/P 144A 05.3750 05/01/2021 | 0.13% |
| SANDISK CORP | 0.13% |
| SCHNEIDER ELECTRIC SA | 0.13% |
| TARGET CORP | 0.13% |
| TOSCO CORP 08.1250 02/15/2030 | 0.13% |
| CAMDEN PROPERTY TRUST 04.8750 06/15/2023 | 0.12% |
| FNMA FN30 995023 05.5000 08/01/2037 | 0.12% |
| NORDEA BANK AB P/P 144A 04.8750 05/13/2021 | 0.12% |
| PHILLIPS 66 | 0.12% |
| RABOBANK NEDERLAND P/P 144A 11.0000 12/29/2049 | 0.12% |
| SANTANDER HOLDINGS USA 04.6250 04/19/2016 | 0.12% |
| VERIZON COMMUNICATIONS 06.4000 09/15/2033 | 0.12% |
| ANADARKO FINANCE CO 07.5000 05/01/2031 | 0.11% |
| CVS PASS-THRU TRUST P/P 144A 07.5070 01/10/2032 | 0.11% |
| ERAC USA FINANCE LLC P/P 144A 07.0000 10/15/2037 | 0.11% |
| HOME DEPOT INC | 0.11% |
| ILLINOIS-TXBL 04.0710 01/01/2014 | 0.11% |
| INGERSOLL-RAND PLC | 0.11% |
| LORILLARD INC | 0.11% |
| MACQUARIE BANK LTD P/P 144A 06.6250 04/07/2021 | 0.11% |
| MONDELEZ INTERNATIONAL 06.5000 02/09/2040 | 0.11% |
| PLAINS EXPLORATION & PRO 06.7500 02/01/2022 | 0.11% |
| SBA TOWER TRUST P/P 144A 05.1010 04/17/2017 | 0.11% |
| TRANS-CANADA PIPELINES USD 06.3500 05/15/2067 | 0.11% |
| 21ST CENTURY FOX AMERICA 07.7500 01/20/2024 | 0.10% |
| ALTRIA GROUP INC 02.8500 08/09/2022 | 0.10% |
| AON PLC USD 04.2500 12/12/2042 | 0.10% |
| CBS CORP 07.8750 07/30/2030 | 0.10% |
| DOMINION RESOURCES INC/VA | 0.10% |
| FNMA FN30 555591 05.5000 07/01/2033 | 0.10% |
| FNMA FN30 995018 05.5000 06/01/2038 | 0.10% |
| GEORGIA-PACIFIC LLC 07.7500 11/15/2029 | 0.10% |
| PRIDE INTERNATIONAL INC 07.8750 08/15/2040 | 0.10% |
| SCHLUMBERGER LTD | 0.10% |
| TEXAS-NEW MEXICO PR P/P 144A 09.5000 04/01/2019 | 0.10% |
| VERIZON PENNSYLVANIA LLC 08.3500 12/15/2030 | 0.10% |
| YAHOO! INC | 0.10% |
| AFLAC INC 06.9000 12/17/2039 | 0.09% |
| ALCOA INC | 0.09% |
| BACM 2005-1 A4 05.1705 11/10/2042 | 0.09% |
| CAMPBELL SOUP CO 08.8750 05/01/2021 | 0.09% |
| CITIGROUP INC 05.0000 09/15/2014 | 0.09% |
| ELECTRICITE DE FRANC P/P 144A 06.9500 01/26/2039 | 0.09% |
| GENWORTH HOLDINGS INC 07.6250 09/24/2021 | 0.09% |
| HIGHWOODS REALTY LP 05.8500 03/15/2017 | 0.09% |
| LBCMT 1998-C4 H P/P 144A 05.6000 10/15/2035 | 0.09% |
| PARKER-HANNIFIN CORP 06.2500 05/15/2038 | 0.09% |
| PETROHAWK ENERGY CORP 07.2500 08/15/2018 | 0.09% |
| STAPLES INC. 02.7500 01/12/2018 | 0.09% |
| TELEFONICA EMISIONES SAU USD 04.5700 04/27/2023 | 0.09% |
| AMERICAN INTL GROUP 08.1750 05/15/2058 | 0.08% |
| ANHEUSER-BUSCH COMPANIES LLC 05.5000 01/15/2018 | 0.08% |
| BNP PARIBAS P/P 144A 05.1860 06/29/2049 | 0.08% |
| BOARDWALK PIPELINES LLC 05.8750 11/15/2016 | 0.08% |
| DUKE REALTY LP 06.7500 03/15/2020 | 0.08% |
| ENERGY TRANSFER PARTNERS 06.5000 02/01/2042 | 0.08% |
| ENI SPA P/P 144A 04.1500 10/01/2020 | 0.08% |
| ERAC USA FINANCE LLC P/P 144A 04.5000 08/16/2021 | 0.08% |
| FIDELITY NATIONAL INFORM 05.0000 03/15/2022 | 0.08% |
| FNMA FN30 889982 05.5000 11/01/2038 | 0.08% |
| HBOS PLC P/P 144A 06.0000 11/01/2033 | 0.08% |
| HEWLETT-PACKARD CO | 0.08% |
| HISTORIC TW INC 09.1500 02/01/2023 | 0.08% |
| JUNIPER NETWORKS INC | 0.08% |
| LEGRAND FRANCE USD 08.5000 02/15/2025 | 0.08% |
| NEW JERSEY BELL TELEPHON 08.0000 06/01/2022 | 0.08% |
| PETROBRAS INTL FIN CO USD 05.3750 01/27/2021 | 0.08% |
| PRUDENTIAL FINANCIAL INC 05.2000 03/15/2044 | 0.08% |
| SPECTRA ENERGY CAPITAL LLC 08.0000 10/01/2019 | 0.08% |
| TELEFONICA EMISIONES SAU USD 05.4620 02/16/2021 | 0.08% |
| BP CAPITAL MARKETS PLC USD 04.7420 03/11/2021 | 0.07% |
| CREDIT SUISSE NEW YORK 05.3000 08/13/2019 | 0.07% |
| CROWN CASTLE TOWERS P/P 144A 04.8830 08/15/2020 | 0.07% |
| CUMMINS INC | 0.07% |
| DDR CORP. 07.8750 09/01/2020 | 0.07% |
| DUKE REALTY LP 04.3750 06/15/2022 | 0.07% |
| EDP FINANCE BV P/P 144A 06.0000 02/02/2018 | 0.07% |
| H.B. FULLER CO. | 0.07% |
| HASBRO INC | 0.07% |
| JPMORGAN CHASE & CO 07.9000 04/29/2049 | 0.07% |
| REALTY INCOME CORP 04.6500 08/01/2023 | 0.07% |
| WILLIS GROUP HOLDING PLC USD 05.7500 03/15/2021 | 0.07% |
| CBL & ASSOCIATES LP 05.2500 12/01/2023 | 0.06% |
| CENTURYLINK INC 06.8750 01/15/2028 | 0.06% |
| DOMINION RESOURCES INC 06.0000 11/30/2017 | 0.06% |
| EL PASO NATURAL GAS 08.3750 06/15/2032 | 0.06% |
| EXPEDIA INC 05.9500 08/15/2020 | 0.06% |
| GRUPO TELEVISA SAB USD 06.6250 01/15/2040 | 0.06% |
| HSBC USA CAPITAL P/P 144A 07.8080 12/15/2026 | 0.06% |
| LBCMT 1999-C1 G P/P 144A 06.4100 06/15/2031 | 0.06% |
| LIBERTY MUTUAL INSUR P/P 144A 07.6970 10/15/2097 | 0.06% |
| MCDONALD'S CORP 05.7000 02/01/2039 | 0.06% |
| MCDONALD'S CORP 06.3000 03/01/2038 | 0.06% |
| PENN NATIONAL GAMING INC | 0.06% |
| PUGET SOUND ENERGY INC 06.9740 06/01/2067 | 0.06% |
| SANTANDER ISSUANCES P/P 144A 05.9110 06/20/2016 | 0.06% |
| STAPLES INC | 0.06% |
| SW AIRLINES 07-1 TRUST 06.1500 08/01/2022 | 0.06% |
| WEA FIN/WT FIN AUST P/P 144A 06.7500 09/02/2019 | 0.06% |
| WEYERHAEUSER CO 07.3750 03/15/2032 | 0.06% |
| WPP FINANCE (UK) USD 08.0000 09/15/2014 | 0.06% |
| XSTRATA FINANCE CANA P/P 144A 05.8000 11/15/2016 | 0.06% |
| APPLE INC 03.8500 05/04/2043 | 0.05% |
| ARCELORMITTAL USD 10.3500 06/01/2019 | 0.05% |
| ASSURANT INC 06.7500 02/15/2034 | 0.05% |
| AXA SA P/P 144A 06.4630 12/29/2049 | 0.05% |
| BERKSHIRE HATHAWAY FIN 04.3000 05/15/2043 | 0.05% |
| BURLINGTN NORTH SANTA FE 05.4000 06/01/2041 | 0.05% |
| COVENTRY HEALTH CARE INC. 05.4500 06/15/2021 | 0.05% |
| DELHAIZE GROUP USD 06.5000 06/15/2017 | 0.05% |
| INTERNATIONAL PAPER COMPANY 09.3750 05/15/2019 | 0.05% |
| LEUCADIA NATIONAL CORP 05.5000 10/18/2023 | 0.05% |
| MSC 2007-HQ12 A2 05.5969 04/12/2049 | 0.05% |
| SPECTRA ENERGY CAPITAL LLC 06.2000 04/15/2018 | 0.05% |
| TYSON FOODS INC. 06.6000 04/01/2016 | 0.05% |
| AETNA INC 06.7500 12/15/2037 | 0.04% |
| AFLAC INC 06.4500 08/15/2040 | 0.04% |
| ALTRIA GROUP INC 04.0000 01/31/2024 | 0.04% |
| CHOICE HOTELS INTL INC 05.7000 08/28/2020 | 0.04% |
| CNA FINANCIAL CORPORATION 06.5000 08/15/2016 | 0.04% |
| DUKE ENERGY CAROLINAS 04.2500 12/15/2041 | 0.04% |
| HESS CORP 07.3000 08/15/2031 | 0.04% |
| ILLINOIS-TXBL 04.4210 01/01/2015 | 0.04% |
| KERR-MCGEE CORP 07.8750 09/15/2031 | 0.04% |
| KROGER CO/THE 06.4000 08/15/2017 | 0.04% |
| METHANEX CORP USD 03.2500 12/15/2019 | 0.04% |
| N TX HWY-TXB-B 06.7180 01/01/2049 | 0.04% |
| NATIONWIDE MUTUAL P/P 144A 08.2500 12/01/2031 | 0.04% |
| NBCUNIVERSAL MEDIA LLC 06.4000 04/30/2040 | 0.04% |
| NOBLE HOLDING INTL LTD USD 06.0500 03/01/2041 | 0.04% |
| NORFOLK SOUTHERN CORP 06.0000 05/23/2111 | 0.04% |
| NVR INC 03.9500 09/15/2022 | 0.04% |
| ONCOR ELECTRIC DELIVERY 04.1000 06/01/2022 | 0.04% |
| ONCOR ELECTRIC DELIVERY CO 07.0000 09/01/2022 | 0.04% |
| PACIFIC GAS & ELECTRIC 06.3500 02/15/2038 | 0.04% |
| PETROBRAS INTL FIN CO USD 03.8750 01/27/2016 | 0.04% |
| PPG INDUSTRIES INC 07.4000 08/15/2019 | 0.04% |
| SANTANDER UK PLC P/P 144A 05.0000 11/07/2023 | 0.04% |
| STATOIL ASA USD 05.1000 08/17/2040 | 0.04% |
| TCI COMMUNICATIONS INC 07.8750 02/15/2026 | 0.04% |
| TRW AUTOMOTIVE INC P/P 144A 04.4500 12/01/2023 | 0.04% |
| AGRIUM INC USD 07.1250 05/23/2036 | 0.03% |
| ALLEGION PLC | 0.03% |
| APPALACHIAN POWER CO 05.8000 10/01/2035 | 0.03% |
| BEAR STEARNS COS LLC 07.2500 02/01/2018 | 0.03% |
| BURLINGTN NORTH SANTA FE 05.7500 05/01/2040 | 0.03% |
| CONTL AIRLINES 1998-1 06.6480 09/15/2017 | 0.03% |
| DCP MIDSTREAM LLC P/P 144A 05.3500 03/15/2020 | 0.03% |
| EASTMAN CHEMICAL CO 03.6000 08/15/2022 | 0.03% |
| ELEC DE FRANCE P/P 144A 05.6000 01/27/2040 | 0.03% |
| ENTERPRISE PRODUCTS OPER 04.8500 08/15/2042 | 0.03% |
| EPR PROPERTIES 05.2500 07/15/2023 | 0.03% |
| HEALTH CARE REIT INC 03.7500 03/15/2023 | 0.03% |
| HOST HOTELS & RESORTS LP 06.0000 10/01/2021 | 0.03% |
| INTL LEASE FINANCE CORP 06.2500 05/15/2019 | 0.03% |
| INTL PAPER CO 07.9500 06/15/2018 | 0.03% |
| ITC HOLDINGS CORP P/P 144A 06.0500 01/31/2018 | 0.03% |
| MACYS RETAIL HLDGS INC 06.7000 07/15/2034 | 0.03% |
| MARRIOTT INTERNATIONAL INC. 03.0000 03/01/2019 | 0.03% |
| NARRAGANSETT EL P/P 144A 04.1700 12/10/2042 | 0.03% |
| NATIONWIDE FINANCIAL SER 05.6250 02/13/2015 | 0.03% |
| NEVADA POWER CO 07.1250 03/15/2019 | 0.03% |
| ONEAMERICA FINL P/P 144A 07.0000 10/15/2033 | 0.03% |
| ORANGE SA USD 04.1250 09/14/2021 | 0.03% |
| PACKAGING CORP OF AMERICA 03.9000 06/15/2022 | 0.03% |
| PRUDENTIAL FINANCIAL INC 06.6250 06/21/2040 | 0.03% |
| QUEST DIAGNOSTIC INC 06.9500 07/01/2037 | 0.03% |
| QWEST CORP 06.7500 12/01/2021 | 0.03% |
| REPUBLIC SERVICES IN 05.5000 09/15/2019 | 0.03% |
| TANGER PROPERTIES L.P. 06.1250 06/01/2020 | 0.03% |
| TEACHERS INSUR & ANN P/P 144A 06.8500 12/16/2039 | 0.03% |
| TIAAC 2003-1A E USD 08.0000 12/28/2038 | 0.03% |
| TIME WARNER INC. 07.7000 05/01/2032 | 0.03% |
| TRAVELERS PPTY CASUALTY 07.7500 04/15/2026 | 0.03% |
| UNION CARBIDE CORP 07.7500 10/01/2096 | 0.03% |
| UNITEDHEALTH GROUP INC 04.6250 11/15/2041 | 0.03% |
| VIACOM INC 05.8500 09/01/2043 | 0.03% |
| ACTAVIS INC 04.6250 10/01/2042 | 0.02% |
| ALTRIA GROUP INC 09.2500 08/06/2019 | 0.02% |
| ANHEUSER-BUSCH INBEV 08.2000 01/15/2039 | 0.02% |
| AUTONATION INC 05.5000 02/01/2020 | 0.02% |
| BP CAPITAL MARKETS PLC USD 04.5000 10/01/2020 | 0.02% |
| CA TXB-VAR PURP 3 07.5000 04/01/2034 | 0.02% |
| CC HLDG GS V LLC/CRO 03.8490 04/15/2023 | 0.02% |
| CNA FINANCIAL CORP 05.7500 08/15/2021 | 0.02% |
| COMCAST CORP 06.5000 11/15/2035 | 0.02% |
| CONS EDISON CO OF NY 04.2000 03/15/2042 | 0.02% |
| CYTEC INDUSTRIES INC. 03.5000 04/01/2023 | 0.02% |
| DUKE REALTY LP 06.5000 01/15/2018 | 0.02% |
| EL PASO PIPELINE PART OP 06.5000 04/01/2020 | 0.02% |
| ENERGY TRAN PTNR 07.6000 02/01/2024 | 0.02% |
| ENERGY TRANSFER PARTNERS 05.2000 02/01/2022 | 0.02% |
| EOG RESOURCES INC 05.6250 06/01/2019 | 0.02% |
| FIFTH THIRD BANCORP 05.1000 12/29/2049 | 0.02% |
| GLP CAP LP / FIN II P/P 144A 04.3750 11/01/2018 | 0.02% |
| HYATT HOTELS CORP 03.3750 07/15/2023 | 0.02% |
| IBERDROLA INTL BV USD 06.7500 07/15/2036 | 0.02% |
| ITC HOLDINGS CORP P/P 144A 05.8750 09/30/2016 | 0.02% |
| KANSAS GAS & ELECTRIC CO 05.6470 03/29/2021 | 0.02% |
| MARATHON PETRO CORP 06.5000 03/01/2041 | 0.02% |
| MID-AMERICA APT LP 04.3000 10/15/2023 | 0.02% |
| OH UNIV-TXB-C-BABS 04.9100 06/01/2040 | 0.02% |
| PACIFIC GAS & ELECTRIC 05.8000 03/01/2037 | 0.02% |
| PACIFIC LIFECORP P/P 144A 06.0000 02/10/2020 | 0.02% |
| PACKAGING CORP OF AMERIC 04.5000 11/01/2023 | 0.02% |
| PETROBRAS INTL USD 06.7500 01/27/2041 | 0.02% |
| POTOMAC EDISON CO P/P 144A 05.8000 10/15/2016 | 0.02% |
| PRIMERICA INC 04.7500 07/15/2022 | 0.02% |
| PRUDENTIAL FINANCIAL INC 05.6250 06/15/2043 | 0.02% |
| RAYONIER INC 03.7500 04/01/2022 | 0.02% |
| ROCK-TENN CO 04.4500 03/01/2019 | 0.02% |
| ROCK-TENN CO 04.9000 03/01/2022 | 0.02% |
| ROGERS COMMUNICATIONS IN USD 04.5000 03/15/2043 | 0.02% |
| SES P/P 144A 05.3000 04/04/2043 | 0.02% |
| SPECTRA ENERGY PARTNERS 04.6000 06/15/2021 | 0.02% |
| TELECOM ITALIA CAPITAL USD 06.1750 06/18/2014 | 0.02% |
| TEMPLE-INLAND INC. 06.6250 01/15/2018 | 0.02% |
| THE MOSAIC COMPANY 03.7500 11/15/2021 | 0.02% |
| TJX COS INC 02.5000 05/15/2023 | 0.02% |
| UNITED TECHNOLOGIES CORP 04.5000 06/01/2042 | 0.02% |
| WEATHERFORD INTERNATIONAL LLC 06.8000 06/15/2037 | 0.02% |
| WEATHERFORD INTL LLC 06.3500 06/15/2017 | 0.02% |
| WEATHERFORD INTL LTD. USD 09.6250 03/01/2019 | 0.02% |
| WELLPOINT INC 04.6250 05/15/2042 | 0.02% |
| WESTAR ENERGY INC 04.1250 03/01/2042 | 0.02% |
| ZFS FIN USA TRUST V P/P 144A 06.5000 05/09/2037 | 0.02% |
| ACTAVIS INC 03.2500 10/01/2022 | 0.01% |
| ACTAVIS INC. 01.8750 10/01/2017 | 0.01% |
| ALTRIA GROUP INC. 09.7000 11/10/2018 | 0.01% |
| AMERICAN EXPRESS COMPANY 07.0000 03/19/2018 | 0.01% |
| ARIZONA PUBLIC SERVICE 04.5000 04/01/2042 | 0.01% |
| BEAVER VALLEY II FUNDING 09.0000 06/01/2017 | 0.01% |
| CF INDUSTRIES INC 07.1250 05/01/2020 | 0.01% |
| CITIGROUP INC 08.5000 05/22/2019 | 0.01% |
| COMMONWEALTH EDISON 05.8750 02/01/2033 | 0.01% |
| CONTL AIRLINES 1997-4 06.9000 01/02/2018 | 0.01% |
| CVS PASS-THROUGH P/P 144A 04.7040 01/10/2036 | 0.01% |
| DELHAIZE GROUP USD 04.1250 04/10/2019 | 0.01% |
| EASTMAN CHEMICAL CO 06.3000 11/15/2018 | 0.01% |
| FORD MOTOR COMPANY 07.4000 11/01/2046 | 0.01% |
| FSPC T-56 AIO IO 00.5240 05/25/2043 | 0.01% |
| GEBL 2004-2A D P/P 144A 02.9166 12/15/2032 | 0.01% |
| GSMS 1998-C1 F P/P 144A 06.0000 10/18/2030 | 0.01% |
| HOST HOTELS & RESORTS 05.2500 03/15/2022 | 0.01% |
| INTL PAPER CO 08.7000 06/15/2038 | 0.01% |
| KANSAS CITY SOUTHERN P/P 144A 04.3000 05/15/2043 | 0.01% |
| KONINKLIJKE KPN N.V. USD 08.3750 10/01/2030 | 0.01% |
| LBCMT 1999-C1 F P/P 144A 06.4100 06/15/2031 | 0.01% |
| MACY'S RETAIL HOLDINGS INC. 03.8750 01/15/2022 | 0.01% |
| MACYS RETAIL HLDGS INC 05.1250 01/15/2042 | 0.01% |
| MACYS RETAIL HLDGS INC 06.6500 07/15/2024 | 0.01% |
| MACYS RETAIL HLDGS INC 06.9000 04/01/2029 | 0.01% |
| MIDAMERICAN FUNDING LLC 06.9270 03/01/2029 | 0.01% |
| MOLSON COORS BREWING CO 05.0000 05/01/2042 | 0.01% |
| MOSAIC CO 05.4500 11/15/2033 | 0.01% |
| MOSAIC CO 05.6250 11/15/2043 | 0.01% |
| MOTIVA ENTERPRISES L P/P 144A 06.8500 01/15/2040 | 0.01% |
| MYLAN INC P/P 144A 02.6000 06/24/2018 | 0.01% |
| O'REILLY AUTOMOTIVE INC 03.8500 06/15/2023 | 0.01% |
| OWENS CORNING INC 09.0000 06/15/2019 | 0.01% |
| QUEST DIAGNOSTIC INC 04.7500 01/30/2020 | 0.01% |
| ROGERS COMMUNICATIONS IN USD 08.7500 05/01/2032 | 0.01% |
| ROYAL BK SCOTLND GRP PLC USD 06.0000 12/19/2023 | 0.01% |
| ROYAL BK SCOTLND GRP PLC USD 06.1000 06/10/2023 | 0.01% |
| TECO FINANCE INC 06.5720 11/01/2017 | 0.01% |
| TELEFONICA EMISIONES SAU USD 07.0450 06/20/2036 | 0.01% |
| UNITED TECHNOLOGIES CORP 03.1000 06/01/2022 | 0.01% |
| UNITED TECHNOLOGIES CORP 05.7000 04/15/2040 | 0.01% |
| UNP RR CO 04 PASS TR P/P 144A 05.2140 09/30/2014 | 0.01% |
| FPLUS 1997-3 B1 07.7900 11/10/2023 | 0.00% |
| FSPC T-56 1IO IO 00.0000 05/25/2043 | 0.00% |
| FSPC T-56 2IO IO 00.0000 05/25/2043 | 0.00% |
| FSPC T-56 3IO IO 00.0000 05/25/2043 | 0.00% |
| KANSAS CITY SOUTHERN USD 02.3500 05/15/2020 | 0.00% |
| KRAFT FOODS GRP INC 06.5000 02/09/2040 | 0.00% |
| PPL CAPITAL FUNDING INC 04.2000 06/15/2022 | 0.00% |
| XSTRATA FIN CANADA P/P 144A 06.0000 11/15/2041 | 0.00% |
Prior Top 10 Holdings
| Top 10 Holdings as of 01/31/14 | |
|---|---|
| 1: Us Treasury N/B 03.0000 09/30/2016 | 3.48% |
| 2: Fnma Fn30 Tba 04.5000 02/01/2044 | 2.65% |
| 3: Exxon Mobil Corp Sedol 2326618 | 2.33% |
| 4: Us Treasury N/B 01.0000 08/31/2016 | 2.01% |
| 5: Us Treasury N/B 03.5000 02/15/2018 | 1.76% |
| 6: Us Treasury N/B 00.7500 03/31/2018 | 1.74% |
| 7: Us Treasury N/B 01.7500 05/31/2016 | 1.40% |
| 8: Johnson & Johnson Sedol 2475833 | 1.38% |
| 9: Fnma Fn30 Tba 04.0000 02/01/2044 | 1.29% |
| 10: Jpmorgan Chase & Co Sedol 2190385 | 1.26% |
| Holdings represent 19.30% of portfolio | |
| Top 10 Holdings as of 12/31/13 | |
|---|---|
| 1: Us Treasury N/B 03.0000 09/30/2016 | 3.37% |
| 2: Fnma Fn30 Tba 04.5000 01/01/2044 | 2.54% |
| 3: Exxon Mobil Corp Sedol 2326618 | 2.48% |
| 4: Us Treasury N/B 03.5000 02/15/2018 | 1.70% |
| 5: Us Treasury N/B 00.7500 03/31/2018 | 1.67% |
| 6: Johnson & Johnson Sedol 2475833 | 1.48% |
| 7: Jpmorgan Chase & Co Sedol 2190385 | 1.38% |
| 8: Us Treasury N/B 01.7500 05/31/2016 | 1.36% |
| 9: Philip Morris International Sedol B2pkrq3 | 1.24% |
| 10: Fnma Fn30 Tba 04.0000 01/01/2044 | 1.23% |
| Holdings represent 18.45% of portfolio | |
| Top 10 Holdings as of 11/30/13 | |
|---|---|
| 1: Us Treasury N/B 03.0000 09/30/2016 | 3.39% |
| 2: Fnma Fn30 Tba 04.5000 12/01/2043 | 2.55% |
| 3: Fnma Fn30 Tba 04.5000 01/01/2044 | 2.54% |
| 4: Exxon Mobil Corp Sedol 2326618 | 2.29% |
| 5: Us Treasury N/B 03.5000 02/15/2018 | 1.72% |
| 6: Us Treasury N/B 00.7500 03/31/2018 | 1.69% |
| 7: Johnson & Johnson Sedol 2475833 | 1.53% |
| 8: Jpmorgan Chase & Co Sedol 2190385 | 1.39% |
| 9: Us Treasury N/B 01.7500 05/31/2016 | 1.36% |
| 10: Fnma Fn30 Tba 04.0000 12/01/2043 | 1.25% |
| Holdings represent 19.71% of portfolio | |
| Top 10 Holdings as of 10/31/13 | |
|---|---|
| 1: Us Treasury N/B 03.0000 09/30/2016 | 3.41% |
| 2: Fnma Fn30 Tba 04.5000 11/01/2043 | 2.57% |
| 3: Exxon Mobil Corp Sedol 2326618 | 2.15% |
| 4: Us Treasury N/B 03.5000 02/15/2018 | 1.73% |
| 5: Us Treasury N/B 00.7500 03/31/2018 | 1.69% |
| 6: Johnson & Johnson Sedol 2475833 | 1.51% |
| 7: Jpmorgan Chase & Co Sedol 2190385 | 1.44% |
| 8: Us Treasury N/B 01.7500 05/31/2016 | 1.37% |
| 9: Philip Morris International Sedol B2pkrq3 | 1.28% |
| 10: Fnma Fn30 Tba 04.0000 11/01/2043 | 1.26% |
| Holdings represent 18.41% of portfolio | |
Portfolio Composition as of 01/31/14
| Common stock | 59.43% |
|
|---|---|---|
| Corporate bonds and notes | 16.14% |
|
| Treasury | 10.80% |
|
| Agency pass-through | 6.78% |
|
| Cash and net other assets | 5.72% |
|
| Agency | 0.43% |
|
| Commercial MBS | 0.34% |
|
| Emerging-market bonds | 0.21% |
|
| Municipal bonds | 0.14% |
|
| Agency CMO | 0.01% |
|
Top Industry Sectors as of 01/31/14
| Financials | 22.45% |
|---|---|
| Health care | 15.70% |
| Industrials | 12.85% |
| Energy | 10.77% |
| Consumer discretionary | 9.06% |
| Information technology | 7.52% |
| Consumer staples | 7.22% |
| Cash and net other assets | 5.72% |
| Utilities | 4.62% |
| 4.09% |
| Materials | 2.44% |
|---|---|
| Telecommunication services | 1.27% |
| Unclassified | 0.38% |
0
Portfolio allocations will vary over time. The unclassified sector (where applicable) includes exchange traded funds and other securities not able to be classified by sector.
Variable annuities are long-term investments designed for retirement purposes. Withdrawals prior to age 59 1/2 may be subject to a 10% IRS penalty.The use of derivatives involves additional risks, such as the potential inability to terminate or sell derivatives positions and the potential failure of the other party to the instrument to meet its obligations.Although value investing targets stocks believed to be priced too low, there is no guarantee they will appreciate.
You can lose money by investing in a fund. Any given fund may not achieve its goal, and is not intended as a complete investment program. All funds have risk. The value and/or returns of a portfolio will fluctuate with market conditions. You may have more or less than the original amount invested when you redeem your shares.