Putnam Allstate Advisor Preferred
Putnam Investors Subaccount
The subaccount seeks long-term growth of capital and any increased income that results from this growth.
Fund Description
The subaccount invests in stocks of large, well-established companies. Its portfolio may include stocks of companies whose products, services, and names are recognized and respected around the world. The subaccount is managed with no predetermined style bias; its portfolio may contain both growth and value stocks.
Sales Story
Seeking great companies for investorsA "go-anywhere" approach: The fund is not rigidly limited to a single style. Its manager can invest in growth or value stocks, targeting those that can perform well in a variety of market conditions.Disciplined process: The fund's manager use exhaustive fundamental research to look for large U.S. companies whose stock prices do not reflect their long-range prospects.Leading research: The portfolio manager is supported by Putnam's Global Equity Research Group, whose analysts visit with hundreds of companies each year.
Daily Pricing as of 03/06/14
| with optional enhanced death benefits | ||
|---|---|---|
| Unit Value | $9.443686 | $9.246093 |
| Unit Value Change | 0.005558 | 0.005404 |
‡ Lipper Ranking as of 01/31/14
Category: Large-Cap Core-PCM
| Percentile ranking | Rank/Funds in category | |
|---|---|---|
| 10 yrs. | 68% | 96/141 |
| 1 yr. | 19% | 43/231 |
| 3 yrs. | 18% | 38/214 |
| 5 yrs. | 13% | 25/195 |
Quick Facts as of 02/28/14
| Fiscal Year End | December |
|---|---|
| Asset Class | Putnam Allstate Advisor Preferred |
| Subaccount Status | Open to new investors |
| Number of Issues | 239 |
| Turnover (fiscal year end) | 83% |
| Net Assets | $208M |
| Inception Date | 05/01/98 |
Variable annuities are long-term investments designed for retirement purposes. Withdrawals prior to age 59 1/2 may be subject to a 10% IRS penalty.The fund involves the risk that the stock prices of the companies in the portfolio will fall or will fail to rise. Many factors can adversely affect a stock's performance, including both general financial market conditions and factors related to a specific company or industry.
You can lose money by investing in a fund. Any given fund may not achieve its goal, and is not intended as a complete investment program. All funds have risk. The value and/or returns of a portfolio will fluctuate with market conditions. You may have more or less than the original amount invested when you redeem your shares.
‡ Lipper is an industry research firm whose rankings are based on total return performance, vary over time, and do not reflect the effects of sales charges. Past performance is not indicative of future results.
Performance as of 12/31/13
| Annualized Performance | Last Quarter | Year to Date |
1 yr. | 3 yrs. | 5 yrs. | 10 yrs. | Life of subaccount |
|---|---|---|---|---|---|---|---|
| Restated performance | |||||||
| Unit Value | 10.67% | 32.90% | 32.90% | 14.53% | 16.72% | 4.78% | 1.70% |
| Standardized | 8.67% | 30.90% | 30.90% | 14.53% | 16.72% | 4.78% | 1.70% |
| With optional enhanced death benefit | |||||||
| Unit Value | 10.63% | 32.69% | 32.69% | 14.36% | 16.54% | 4.62% | 1.55% |
| Standardized | 8.63% | 30.69% | 30.69% | 14.36% | 16.54% | 4.62% | 1.55% |
| Actual performance | |||||||
| Unit Value | 10.67% | 32.90% | 32.90% | 14.53% | 16.72% | 4.78% | -0.06% |
| Standardized | 8.67% | 30.90% | 30.90% | 14.53% | 16.72% | 4.78% | -0.06% |
| With optional enhanced death benefit | |||||||
| Unit Value | 10.63% | 32.69% | 32.69% | 14.36% | 16.54% | 4.62% | 0.33% |
| Standardized | 8.63% | 30.69% | 30.69% | 14.36% | 16.54% | 4.62% | 0.33% |
| Cumulative Performance | Last Quarter | Year to Date |
1 yr. | 3 yrs. | 5 yrs. | 10 yrs. | Life of subaccount |
|---|---|---|---|---|---|---|---|
| Restated performance | |||||||
| Unit Value | 10.67% | 32.90% | 32.90% | 50.24% | 116.59% | 59.54% | 30.27% |
| Standardized | 8.67% | 30.90% | 30.90% | 50.24% | 116.59% | 59.54% | 30.27% |
| With optional enhanced death benefit | |||||||
| Unit Value | 10.63% | 32.69% | 32.69% | 49.56% | 114.94% | 57.12% | 27.19% |
| Standardized | 8.63% | 30.69% | 30.69% | 49.56% | 114.94% | 57.12% | 27.19% |
| Actual performance | |||||||
| Unit Value | 10.67% | 32.90% | 32.90% | 50.24% | 116.59% | 59.54% | -0.85% |
| Standardized | 8.67% | 30.90% | 30.90% | 50.24% | 116.59% | 59.54% | -0.85% |
| With optional enhanced death benefit | |||||||
| Unit Value | 10.63% | 32.69% | 32.69% | 49.56% | 114.94% | 57.12% | 4.92% |
| Standardized | 8.63% | 30.69% | 30.69% | 49.56% | 114.94% | 57.12% | 4.92% |
Annual Performance at NAV
| 2004 | 2005 | 2006 | 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | 2013 |
|---|---|---|---|---|---|---|---|---|---|
| 10.78% | 7.02% | 12.06% | -6.74% | -40.55% | 28.67% | 12.04% | -1.60% | 14.90% | 32.90% |
| With optional enhanced death benefit | |||||||||
| 10.61% | 6.85% | 11.89% | -6.88% | -40.64% | 28.47% | 11.87% | -1.75% | 14.72% | 32.69% |
Restated performance
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With optional enhanced death benefit
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Risk Characteristics as of 01/31/14
| Alpha (%) | -1.02 |
|---|---|
| Beta | 1.10 |
| R Squared | 0.99 |
| Standard Deviation (3 yrs.) | 13.49 |
Unit values and performance information shown apply to the specific annuity product listed, not the underlying Putnam Variable Trust fund. This information should not be used by investors who hold an interest in Putnam Variable Trust funds through a different annuity or other variable product. The unit values and performance of other variable products that offer Putnam Variable Trust funds may be higher or lower due to product charges and expenses or other factors.
Data is historical. Past performance is no guarantee of future results. More recent returns may be less or more than those shown. Investment return and principal value will fluctuate, and you may have a gain or a loss when you sell your units.
Returns shown for the subaccounts for periods before their inception are derived from the historical performance of the underlying fund, adjusted to reflect the mortality, expense risk, and surrender charges applicable to this product and do not factor in the annual $30 contract maintenance fee. Additional riders and options for insurance-related charges will increase expenses and lower returns. Please see the prospectus for details. For a portion of the period, subaccounts may have limited expenses, without which returns would have been lower.
Variable annuities are long-term investments designed for retirement purposes. Putnam Hartford products are flexible-premium variable annuities issued by Hartford Life and Annuity Insurance Company, Simsbury, CT.
Putnam Allstate variable annuities are flexible-premium deferred variable annuities issued by Allstate Life Insurance Company (Allstate Life); underwritten by Allstate Distributors, L.L.C., both of Northbrook, IL; and sold through registered representatives or bank employees who are licensed insurance agents. Please check for availability in your specific state.
These policies have limitations and are sold by prospectus only. The prospectus contains details on the variable annuity, the subaccounts, contract features, fees, expenses, and other pertinent information.
Investors should carefully consider the investment objectives, risks, charges, and expenses of a fund before investing. For a prospectus containing this and other information for any variable annuity or variable life product that invests in Putnam Variable Trust funds, contact your financial advisor for a contract prospectus and prospectus for the underlying funds. You may also call Hartford at 1-800-521-0538 or Allstate at 1-800-390-1277. Read the prospectuses carefully before investing.
For the most recent month-end performance, please call Hartford at 1-800-521-0538 or Allstate at 1-800-390-1277.
Variable annuities are long-term investments designed for retirement purposes. Withdrawals prior to age 59 1/2 may be subject to a 10% IRS penalty.
The fund involves the risk that the stock prices of the companies in the portfolio will fall or will fail to rise. Many factors can adversely affect a stock's performance, including both general financial market conditions and factors related to a specific company or industry.
You can lose money by investing in a fund. Any given fund may not achieve its goal, and is not intended as a complete investment program. All funds have risk. The value and/or returns of a portfolio will fluctuate with market conditions. You may have more or less than the original amount invested when you redeem your shares.
Lipper is an industry research firm whose rankings are based on total return performance, vary over time, and do not reflect the effects of sales charges. Past performance is not indicative of future results.
Top 10 Holdings as of 01/31/14
| JPMorgan Chase | 2.65% |
|
|---|---|---|
| Apple | 2.60% |
|
| 2.18% |
|
|
| Microsoft Corp | 2.02% |
|
| Wells Fargo | 1.94% |
|
| Johnson Johnson | 1.93% |
|
| Exxon Mobil Corp | 1.71% |
|
| Pfizer | 1.58% |
|
| Oracle Corp | 1.56% |
|
| Cisco Systems | 1.26% |
|
| Top 10 holdings, total: | 19.43% |
|
Equity Holdings as of 12/31/13
| APPLE INC | 2.82% |
|---|---|
| JPMORGAN CHASE & CO | 2.69% |
| GOOGLE INC-CL A | 2.01% |
| JOHNSON & JOHNSON | 1.94% |
| MICROSOFT CORP | 1.93% |
| EXXON MOBIL CORP | 1.89% |
| WELLS FARGO & CO | 1.64% |
| ORACLE CORP | 1.56% |
| PFIZER INC | 1.45% |
| CISCO SYSTEMS INC | 1.25% |
| OCCIDENTAL PETROLEUM CORP | 1.12% |
| HONEYWELL INTERNATIONAL INC | 1.07% |
| CHEVRON CORP | 1.06% |
| PHILIP MORRIS INTERNATIONAL | 1.05% |
| GENERAL ELECTRIC CO | 1.03% |
| CVS CAREMARK CORP | 1.02% |
| SCHLUMBERGER LTD | 1.01% |
| QUALCOMM INC | 0.96% |
| CITIGROUP INC | 0.93% |
| GOLDMAN SACHS GROUP INC | 0.93% |
| PEPSICO INC | 0.93% |
| PROCTER & GAMBLE CO/THE | 0.91% |
| CELGENE CORP | 0.87% |
| MERCK & CO. INC. | 0.85% |
| COMCAST CORP-CLASS A | 0.82% |
| NORTHROP GRUMMAN CORP | 0.80% |
| AMGEN INC | 0.77% |
| BANK OF AMERICA CORP | 0.76% |
| ABBVIE INC | 0.75% |
| INTL BUSINESS MACHINES CORP | 0.72% |
| AT&T INC | 0.71% |
| PNC FINANCIAL SERVICES GROUP | 0.71% |
| UNITED TECHNOLOGIES CORP | 0.71% |
| INTEL CORP | 0.69% |
| L-3 COMMUNICATIONS HLDGS INC | 0.67% |
| METLIFE INC | 0.67% |
| ALTRIA GROUP INC | 0.66% |
| VERIZON COMMUNICATIONS INC | 0.66% |
| WAL-MART STORES INC | 0.66% |
| WALT DISNEY CO/THE | 0.65% |
| EMC CORP/MA | 0.64% |
| BOEING CO/THE | 0.60% |
| COMPUTER SCIENCES CORP | 0.60% |
| KROGER CO | 0.60% |
| PRICELINE.COM INC | 0.60% |
| RAYTHEON COMPANY | 0.58% |
| HOME DEPOT INC | 0.57% |
| MEDTRONIC INC | 0.55% |
| PRUDENTIAL FINANCIAL INC | 0.55% |
| WESTERN DIGITAL CORP | 0.55% |
| MCKESSON CORP | 0.53% |
| VISA INC-CLASS A SHARES | 0.53% |
| APACHE CORP | 0.52% |
| COCA-COLA CO/THE | 0.52% |
| COCA-COLA ENTERPRISES | 0.51% |
| AMERIPRISE FINANCIAL INC | 0.50% |
| UNITEDHEALTH GROUP INC | 0.49% |
| MACY'S INC | 0.48% |
| ST JUDE MEDICAL INC | 0.48% |
| TEXAS INSTRUMENTS INC | 0.47% |
| CONOCOPHILLIPS | 0.46% |
| LOWES COMPANIES INC | 0.46% |
| TARGET CORP | 0.46% |
| TRW AUTOMOTIVE HOLDINGS CORP | 0.46% |
| WELLPOINT INC | 0.46% |
| AMERICAN INTERNATIONAL GROUP | 0.45% |
| DOW CHEMICAL CO/THE | 0.45% |
| VIACOM INC-CLASS B | 0.45% |
| ALLIANCE DATA SYSTEMS CORP | 0.44% |
| TIME WARNER CABLE | 0.44% |
| DISCOVER FINANCIAL SERVICES | 0.42% |
| LYONDELLBASELL INDU-CL A | 0.42% |
| MORGAN STANLEY | 0.42% |
| WHIRLPOOL CORP | 0.42% |
| LINCOLN NATIONAL CORP | 0.41% |
| CAPITAL ONE FINANCIAL CORP | 0.40% |
| GILEAD SCIENCES INC | 0.40% |
| SOUTHWEST AIRLINES CO | 0.40% |
| CDW CORP/DE | 0.39% |
| MASTERCARD INC-CLASS A | 0.39% |
| MCDONALD'S CORP | 0.39% |
| UNION PACIFIC CORP | 0.39% |
| CARDINAL HEALTH INC | 0.37% |
| EDISON INTERNATIONAL | 0.37% |
| GENERAL MOTORS CO | 0.37% |
| HEWLETT-PACKARD CO | 0.37% |
| NIKE INC -CL B | 0.37% |
| WALGREEN CO | 0.37% |
| EMERSON ELECTRIC CO | 0.36% |
| SYMANTEC CORP | 0.36% |
| AMAZON.COM INC | 0.35% |
| FORD MOTOR CO | 0.35% |
| EXPRESS SCRIPTS HOLDING CO | 0.34% |
| HALLIBURTON CO | 0.34% |
| INGERSOLL-RAND PLC | 0.34% |
| QEP RESOURCES INC | 0.34% |
| WYNN RESORTS LTD | 0.34% |
| ALKERMES PLC | 0.33% |
| W.R. GRACE & CO | 0.33% |
| ARCHER-DANIELS-MIDLAND CO | 0.32% |
| BERKSHIRE HATHAWAY INC-CL B | 0.32% |
| FACEBOOK INC-A | 0.32% |
| HARTFORD FINANCIAL SVCS GRP | 0.32% |
| MONSANTO CO | 0.32% |
| NRG ENERGY INC | 0.32% |
| SANDISK CORP | 0.32% |
| TJX COMPANIES INC | 0.32% |
| AES CORP | 0.31% |
| BEST BUY CO INC | 0.31% |
| CABOT OIL & GAS CORP | 0.31% |
| DELTA AIR LINES INC | 0.31% |
| FEDEX CORP | 0.31% |
| ACCENTURE PLC-CL A | 0.30% |
| BED BATH & BEYOND INC | 0.30% |
| EBAY INC | 0.30% |
| ROYAL DUTCH SHELL PLC-ADR | 0.30% |
| VF CORP | 0.30% |
| XEROX CORP | 0.30% |
| BAXTER INTERNATIONAL INC | 0.29% |
| EOG RESOURCES INC | 0.29% |
| MANPOWERGROUP INC | 0.29% |
| NABORS INDUSTRIES LTD | 0.29% |
| SIEMENS AG | 0.29% |
| SLM CORP | 0.29% |
| UGI CORP | 0.29% |
| APOLLO GLOBAL MANAGEMENT - A | 0.28% |
| ASTRAZENECA PLC | 0.28% |
| OWENS-ILLINOIS INC | 0.28% |
| SHIRE PLC-ADR | 0.28% |
| CF INDUSTRIES HOLDINGS INC | 0.27% |
| FLUOR CORP | 0.27% |
| FOSSIL GROUP INC | 0.27% |
| RED ROBIN GOURMET BURGERS | 0.27% |
| CBS CORP-CLASS B NON VOTING | 0.26% |
| CHESAPEAKE ENERGY CORP | 0.26% |
| MIDCOAST ENERGY PARTNERS LP | 0.26% |
| OMNICARE INC | 0.26% |
| ADT CORP/THE | 0.25% |
| AGCO CORP | 0.25% |
| BIOGEN IDEC INC | 0.25% |
| CINTAS CORP | 0.25% |
| DR PEPPER SNAPPLE GROUP INC | 0.25% |
| HANESBRANDS INC | 0.25% |
| SUNCOR ENERGY INC | 0.25% |
| AGILENT TECHNOLOGIES INC | 0.24% |
| AMERISOURCEBERGEN CORP | 0.24% |
| CAREFUSION CORP | 0.24% |
| MGM RESORTS INTERNATIONAL | 0.24% |
| PITNEY BOWES INC | 0.24% |
| CARLYLE GROUP/THE | 0.23% |
| CATAMARAN CORP | 0.23% |
| DEERE & CO | 0.23% |
| MARATHON PETROLEUM CORP | 0.23% |
| MICHAEL KORS HOLDINGS LTD | 0.23% |
| SCHWAB (CHARLES) CORP | 0.23% |
| VERISIGN INC | 0.23% |
| ARMADA HOFFLER PROPERTIES IN | 0.22% |
| GENWORTH FINANCIAL INC-CL A | 0.22% |
| HELMERICH & PAYNE | 0.22% |
| HERBALIFE LTD | 0.22% |
| LEAR CORP | 0.22% |
| PARKER HANNIFIN CORP | 0.22% |
| TRINITY INDUSTRIES INC | 0.22% |
| AIR LEASE CORP | 0.21% |
| AMERICAN TOWER CORP | 0.21% |
| AVERY DENNISON CORP | 0.21% |
| ELECTRONIC ARTS INC | 0.21% |
| FREEPORT-MCMORAN COPPER | 0.21% |
| MOODY S CORP | 0.21% |
| NEWELL RUBBERMAID INC | 0.21% |
| REGIONS FINANCIAL CORP | 0.21% |
| ROCK TENN COMPANY -CL A | 0.21% |
| TYSON FOODS INC-CL A | 0.21% |
| ARTISAN PARTNERS ASSET MA -A | 0.20% |
| BP PLC-SPONS ADR | 0.20% |
| CONTINENTAL RESOURCES INC/OK | 0.20% |
| GAP INC/THE | 0.20% |
| GNC HOLDINGS INC-CL A | 0.20% |
| IRIDIUM COMMUNICATIONS INC | 0.20% |
| MARVELL TECHNOLOGY GROUP LTD | 0.20% |
| NORDSTROM INC | 0.20% |
| NVIDIA CORP | 0.20% |
| SYNOPSYS INC | 0.20% |
| UNIVERSAL HEALTH SERVICES-B | 0.20% |
| WPP PLC-SPONSORED ADR | 0.20% |
| AMIRA NATURE FOODS LTD | 0.19% |
| COPA HOLDINGS SA-CLASS A | 0.19% |
| KKR & CO LP | 0.19% |
| ROWAN COMPANIES PLC-A | 0.19% |
| YAHOO! INC | 0.19% |
| AGL RESOURCES INC | 0.18% |
| GIVAUDAN-REG | 0.18% |
| MAGNA INTERNATIONAL INC | 0.18% |
| MASCO CORP | 0.18% |
| CELANESE CORP-SERIES A | 0.17% |
| HUMANA INC | 0.17% |
| LAS VEGAS SANDS CORP | 0.17% |
| MARATHON OIL CORP | 0.17% |
| POTASH CORP OF SASKATCHEWAN | 0.17% |
| CBRE GROUP INC - A | 0.16% |
| COTY INC-CL A | 0.16% |
| EASTMAN CHEMICAL CO | 0.16% |
| HEALTHSOUTH CORP | 0.16% |
| IRIDIUM COMM I P/P 144A 07.0000 CV PFD | 0.16% |
| OFFICE DEPOT INC | 0.16% |
| VODAFONE GROUP PLC-SP ADR | 0.16% |
| WORLD POINT TERMINALS LP | 0.16% |
| ALBEMARLE CORP | 0.15% |
| INTERNATIONAL PAPER CO | 0.15% |
| PINNACLE FOODS INC | 0.15% |
| DISH NETWORK CORP-A | 0.14% |
| ENERGIZER HOLDINGS INC | 0.14% |
| ENERGY TRANSFER EQUITY LP | 0.14% |
| JAZZ PHARMACEUTICALS PLC | 0.14% |
| NETAPP INC | 0.14% |
| ZIMMER HOLDINGS INC | 0.14% |
| MAGNACHIP SEMICONDUCT | 0.13% |
| SFX ENTERTAINMENT INC | 0.13% |
| STOCK BUILDING SUPPLY HOLDIN | 0.13% |
| WCI COMMUNITIES INC | 0.13% |
| BUNGE LTD | 0.12% |
| HANNON ARMSTRONG SUSTAINABLE | 0.12% |
| KAR AUCTION SERVICES INC | 0.12% |
| MIX TELEMATICS LTD-SP ADR | 0.12% |
| SPIRIT AIRLINES INC | 0.12% |
| TIVO INC | 0.12% |
| UNISYS CORP | 0.12% |
| CUBIST PHARMACEUTICALS INC | 0.11% |
| OILTANKING PARTNERS LP | 0.11% |
| UNISYS CORP 06.2500 CUM CV PFD | 0.09% |
| BIGFOOT GMBH P/P | 0.08% |
| GENERAL DYNAMICS CORP | 0.08% |
| HILTON WORLDWIDE HOLDINGS IN | 0.07% |
| FIRST SOUTHERN BANCORP INC/B | 0.05% |
| FIRST SOUTHERN BANCO P/P PCT 05.0000 | 0.02% |
Full Portfolio Holdings as of 12/31/13
| APPLE INC | 2.82% |
|---|---|
| JPMORGAN CHASE & CO | 2.69% |
| GOOGLE INC-CL A | 2.01% |
| JOHNSON & JOHNSON | 1.94% |
| MICROSOFT CORP | 1.93% |
| EXXON MOBIL CORP | 1.89% |
| WELLS FARGO & CO | 1.64% |
| ORACLE CORP | 1.56% |
| PFIZER INC | 1.45% |
| CISCO SYSTEMS INC | 1.25% |
| OCCIDENTAL PETROLEUM CORP | 1.12% |
| HONEYWELL INTERNATIONAL INC | 1.07% |
| CHEVRON CORP | 1.06% |
| PHILIP MORRIS INTERNATIONAL | 1.05% |
| GENERAL ELECTRIC CO | 1.03% |
| CVS CAREMARK CORP | 1.02% |
| SCHLUMBERGER LTD | 1.01% |
| QUALCOMM INC | 0.96% |
| CITIGROUP INC | 0.93% |
| GOLDMAN SACHS GROUP INC | 0.93% |
| PEPSICO INC | 0.93% |
| PROCTER & GAMBLE CO/THE | 0.91% |
| CELGENE CORP | 0.87% |
| MERCK & CO. INC. | 0.85% |
| COMCAST CORP-CLASS A | 0.82% |
| NORTHROP GRUMMAN CORP | 0.80% |
| AMGEN INC | 0.77% |
| BANK OF AMERICA CORP | 0.76% |
| ABBVIE INC | 0.75% |
| INTL BUSINESS MACHINES CORP | 0.72% |
| AT&T INC | 0.71% |
| PNC FINANCIAL SERVICES GROUP | 0.71% |
| UNITED TECHNOLOGIES CORP | 0.71% |
| INTEL CORP | 0.69% |
| L-3 COMMUNICATIONS HLDGS INC | 0.67% |
| METLIFE INC | 0.67% |
| ALTRIA GROUP INC | 0.66% |
| VERIZON COMMUNICATIONS INC | 0.66% |
| WAL-MART STORES INC | 0.66% |
| WALT DISNEY CO/THE | 0.65% |
| EMC CORP/MA | 0.64% |
| BOEING CO/THE | 0.60% |
| COMPUTER SCIENCES CORP | 0.60% |
| KROGER CO | 0.60% |
| PRICELINE.COM INC | 0.60% |
| RAYTHEON COMPANY | 0.58% |
| HOME DEPOT INC | 0.57% |
| MEDTRONIC INC | 0.55% |
| PRUDENTIAL FINANCIAL INC | 0.55% |
| WESTERN DIGITAL CORP | 0.55% |
| MCKESSON CORP | 0.53% |
| VISA INC-CLASS A SHARES | 0.53% |
| APACHE CORP | 0.52% |
| COCA-COLA CO/THE | 0.52% |
| COCA-COLA ENTERPRISES | 0.51% |
| AMERIPRISE FINANCIAL INC | 0.50% |
| UNITEDHEALTH GROUP INC | 0.49% |
| MACY'S INC | 0.48% |
| ST JUDE MEDICAL INC | 0.48% |
| TEXAS INSTRUMENTS INC | 0.47% |
| CONOCOPHILLIPS | 0.46% |
| LOWES COMPANIES INC | 0.46% |
| TARGET CORP | 0.46% |
| TRW AUTOMOTIVE HOLDINGS CORP | 0.46% |
| WELLPOINT INC | 0.46% |
| AMERICAN INTERNATIONAL GROUP | 0.45% |
| DOW CHEMICAL CO/THE | 0.45% |
| VIACOM INC-CLASS B | 0.45% |
| ALLIANCE DATA SYSTEMS CORP | 0.44% |
| TIME WARNER CABLE | 0.44% |
| DISCOVER FINANCIAL SERVICES | 0.42% |
| LYONDELLBASELL INDU-CL A | 0.42% |
| MORGAN STANLEY | 0.42% |
| WHIRLPOOL CORP | 0.42% |
| LINCOLN NATIONAL CORP | 0.41% |
| CAPITAL ONE FINANCIAL CORP | 0.40% |
| GILEAD SCIENCES INC | 0.40% |
| SOUTHWEST AIRLINES CO | 0.40% |
| CDW CORP/DE | 0.39% |
| MASTERCARD INC-CLASS A | 0.39% |
| MCDONALD'S CORP | 0.39% |
| UNION PACIFIC CORP | 0.39% |
| CARDINAL HEALTH INC | 0.37% |
| EDISON INTERNATIONAL | 0.37% |
| GENERAL MOTORS CO | 0.37% |
| HEWLETT-PACKARD CO | 0.37% |
| NIKE INC -CL B | 0.37% |
| WALGREEN CO | 0.37% |
| EMERSON ELECTRIC CO | 0.36% |
| SYMANTEC CORP | 0.36% |
| AMAZON.COM INC | 0.35% |
| FORD MOTOR CO | 0.35% |
| SPDR S&P HOMEBUILDERS ETF | 0.35% |
| EXPRESS SCRIPTS HOLDING CO | 0.34% |
| HALLIBURTON CO | 0.34% |
| INGERSOLL-RAND PLC | 0.34% |
| QEP RESOURCES INC | 0.34% |
| WYNN RESORTS LTD | 0.34% |
| ALKERMES PLC | 0.33% |
| W.R. GRACE & CO | 0.33% |
| ARCHER-DANIELS-MIDLAND CO | 0.32% |
| BERKSHIRE HATHAWAY INC-CL B | 0.32% |
| FACEBOOK INC-A | 0.32% |
| HARTFORD FINANCIAL SVCS GRP | 0.32% |
| MONSANTO CO | 0.32% |
| NRG ENERGY INC | 0.32% |
| SANDISK CORP | 0.32% |
| TJX COMPANIES INC | 0.32% |
| AES CORP | 0.31% |
| BEST BUY CO INC | 0.31% |
| CABOT OIL & GAS CORP | 0.31% |
| DELTA AIR LINES INC | 0.31% |
| FEDEX CORP | 0.31% |
| ACCENTURE PLC-CL A | 0.30% |
| BED BATH & BEYOND INC | 0.30% |
| EBAY INC | 0.30% |
| ROYAL DUTCH SHELL PLC-ADR | 0.30% |
| VF CORP | 0.30% |
| XEROX CORP | 0.30% |
| BAXTER INTERNATIONAL INC | 0.29% |
| EOG RESOURCES INC | 0.29% |
| MANPOWERGROUP INC | 0.29% |
| NABORS INDUSTRIES LTD | 0.29% |
| SIEMENS AG | 0.29% |
| SLM CORP | 0.29% |
| UGI CORP | 0.29% |
| APOLLO GLOBAL MANAGEMENT - A | 0.28% |
| ASTRAZENECA PLC | 0.28% |
| OWENS-ILLINOIS INC | 0.28% |
| SHIRE PLC-ADR | 0.28% |
| CF INDUSTRIES HOLDINGS INC | 0.27% |
| FLUOR CORP | 0.27% |
| FOSSIL GROUP INC | 0.27% |
| RED ROBIN GOURMET BURGERS | 0.27% |
| CBS CORP-CLASS B NON VOTING | 0.26% |
| CHESAPEAKE ENERGY CORP | 0.26% |
| MIDCOAST ENERGY PARTNERS LP | 0.26% |
| OMNICARE INC | 0.26% |
| ADT CORP/THE | 0.25% |
| AGCO CORP | 0.25% |
| BIOGEN IDEC INC | 0.25% |
| CINTAS CORP | 0.25% |
| DR PEPPER SNAPPLE GROUP INC | 0.25% |
| HANESBRANDS INC | 0.25% |
| SUNCOR ENERGY INC | 0.25% |
| AGILENT TECHNOLOGIES INC | 0.24% |
| AMERISOURCEBERGEN CORP | 0.24% |
| CAREFUSION CORP | 0.24% |
| MGM RESORTS INTERNATIONAL | 0.24% |
| PITNEY BOWES INC | 0.24% |
| CARLYLE GROUP/THE | 0.23% |
| CATAMARAN CORP | 0.23% |
| DEERE & CO | 0.23% |
| MARATHON PETROLEUM CORP | 0.23% |
| MICHAEL KORS HOLDINGS LTD | 0.23% |
| SCHWAB (CHARLES) CORP | 0.23% |
| VERISIGN INC | 0.23% |
| ARMADA HOFFLER PROPERTIES IN | 0.22% |
| GENWORTH FINANCIAL INC-CL A | 0.22% |
| HELMERICH & PAYNE | 0.22% |
| HERBALIFE LTD | 0.22% |
| LEAR CORP | 0.22% |
| PARKER HANNIFIN CORP | 0.22% |
| TRINITY INDUSTRIES INC | 0.22% |
| AIR LEASE CORP | 0.21% |
| AMERICAN TOWER CORP | 0.21% |
| AVERY DENNISON CORP | 0.21% |
| ELECTRONIC ARTS INC | 0.21% |
| FREEPORT-MCMORAN COPPER | 0.21% |
| MOODY S CORP | 0.21% |
| NEWELL RUBBERMAID INC | 0.21% |
| REGIONS FINANCIAL CORP | 0.21% |
| ROCK TENN COMPANY -CL A | 0.21% |
| TYSON FOODS INC-CL A | 0.21% |
| ARTISAN PARTNERS ASSET MA -A | 0.20% |
| BP PLC-SPONS ADR | 0.20% |
| CONTINENTAL RESOURCES INC/OK | 0.20% |
| GAP INC/THE | 0.20% |
| GNC HOLDINGS INC-CL A | 0.20% |
| IRIDIUM COMMUNICATIONS INC | 0.20% |
| MARVELL TECHNOLOGY GROUP LTD | 0.20% |
| NORDSTROM INC | 0.20% |
| NVIDIA CORP | 0.20% |
| SYNOPSYS INC | 0.20% |
| UNIVERSAL HEALTH SERVICES-B | 0.20% |
| WPP PLC-SPONSORED ADR | 0.20% |
| AMIRA NATURE FOODS LTD | 0.19% |
| COPA HOLDINGS SA-CLASS A | 0.19% |
| KKR & CO LP | 0.19% |
| ROWAN COMPANIES PLC-A | 0.19% |
| YAHOO! INC | 0.19% |
| AGL RESOURCES INC | 0.18% |
| GIVAUDAN-REG | 0.18% |
| MAGNA INTERNATIONAL INC | 0.18% |
| MASCO CORP | 0.18% |
| CELANESE CORP-SERIES A | 0.17% |
| HUMANA INC | 0.17% |
| LAS VEGAS SANDS CORP | 0.17% |
| MARATHON OIL CORP | 0.17% |
| POTASH CORP OF SASKATCHEWAN | 0.17% |
| CBRE GROUP INC - A | 0.16% |
| COTY INC-CL A | 0.16% |
| EASTMAN CHEMICAL CO | 0.16% |
| HEALTHSOUTH CORP | 0.16% |
| IRIDIUM COMM I P/P 144A 07.0000 CV PFD | 0.16% |
| OFFICE DEPOT INC | 0.16% |
| VODAFONE GROUP PLC-SP ADR | 0.16% |
| WORLD POINT TERMINALS LP | 0.16% |
| ALBEMARLE CORP | 0.15% |
| INTERNATIONAL PAPER CO | 0.15% |
| PINNACLE FOODS INC | 0.15% |
| DISH NETWORK CORP-A | 0.14% |
| ENERGIZER HOLDINGS INC | 0.14% |
| ENERGY TRANSFER EQUITY LP | 0.14% |
| JAZZ PHARMACEUTICALS PLC | 0.14% |
| NETAPP INC | 0.14% |
| ZIMMER HOLDINGS INC | 0.14% |
| MAGNACHIP SEMICONDUCT | 0.13% |
| SFX ENTERTAINMENT INC | 0.13% |
| STOCK BUILDING SUPPLY HOLDIN | 0.13% |
| WCI COMMUNITIES INC | 0.13% |
| BUNGE LTD | 0.12% |
| HANNON ARMSTRONG SUSTAINABLE | 0.12% |
| KAR AUCTION SERVICES INC | 0.12% |
| MIX TELEMATICS LTD-SP ADR | 0.12% |
| SPIRIT AIRLINES INC | 0.12% |
| TIVO INC | 0.12% |
| UNISYS CORP | 0.12% |
| CUBIST PHARMACEUTICALS INC | 0.11% |
| OILTANKING PARTNERS LP | 0.11% |
| UNISYS CORP 06.2500 CUM CV PFD | 0.09% |
| BIGFOOT GMBH P/P | 0.08% |
| GENERAL DYNAMICS CORP | 0.08% |
| HILTON WORLDWIDE HOLDINGS IN | 0.07% |
| FIRST SOUTHERN BANCORP INC/B | 0.05% |
| FIRST SOUTHERN BANCO P/P PCT 05.0000 | 0.02% |
Prior Top 10 Holdings
| Top 10 Holdings as of 01/31/14 | |
|---|---|
| 1: JPMorgan Chase | 2.65% |
| 2: Apple | 2.60% |
| 3: Google | 2.18% |
| 4: Microsoft Corp | 2.02% |
| 5: Wells Fargo | 1.94% |
| 6: Johnson Johnson | 1.93% |
| 7: Exxon Mobil Corp | 1.71% |
| 8: Pfizer | 1.58% |
| 9: Oracle Corp | 1.56% |
| 10: Cisco Systems | 1.26% |
| Holdings represent 19.43% of portfolio | |
| Top 10 Holdings as of 12/31/13 | |
|---|---|
| 1: Apple | 2.82% |
| 2: JPMorgan Chase | 2.69% |
| 3: Google | 2.01% |
| 4: Johnson Johnson | 1.94% |
| 5: Microsoft Corp | 1.93% |
| 6: Exxon Mobil Corp | 1.89% |
| 7: Wells Fargo | 1.64% |
| 8: Oracle Corp | 1.56% |
| 9: Pfizer | 1.45% |
| 10: Cisco Systems | 1.25% |
| Holdings represent 19.18% of portfolio | |
| Top 10 Holdings as of 11/30/13 | |
|---|---|
| 1: JPMorgan Chase | 2.71% |
| 2: Apple | 2.66% |
| 3: Google | 2.17% |
| 4: Johnson Johnson | 2.02% |
| 5: Microsoft Corp | 1.99% |
| 6: Exxon Mobil Corp | 1.76% |
| 7: Wells Fargo | 1.66% |
| 8: Oracle Corp | 1.50% |
| 9: Pfizer | 1.33% |
| 10: Cisco Systems | 1.19% |
| Holdings represent 18.99% of portfolio | |
| Top 10 Holdings as of 10/31/13 | |
|---|---|
| 1: JPMorgan Chase | 2.54% |
| 2: Apple | 2.45% |
| 3: Google | 2.19% |
| 4: Johnson Johnson | 2.06% |
| 5: Microsoft Corp | 1.88% |
| 6: Exxon Mobil Corp | 1.72% |
| 7: Wells Fargo | 1.54% |
| 8: Oracle Corp | 1.45% |
| 9: Pfizer | 1.31% |
| 10: Cisco Systems | 1.28% |
| Holdings represent 18.42% of portfolio | |
Portfolio Composition as of 01/31/14
| Common stock | 99.65% |
|
|---|---|---|
| Convertible preferred stock | 0.27% |
|
| Cash and net other assets | 0.04% |
|
| Preferred stock | 0.04% |
|
Top Industry Sectors as of 01/31/14
| Information technology | 20.55% |
|---|---|
| Financials | 15.94% |
| Health care | 14.22% |
| Consumer discretionary | 11.93% |
| Industrials | 11.46% |
| Energy | 10.24% |
| Consumer staples | 8.78% |
| Materials | 3.46% |
| Telecommunication services | 1.71% |
| 1.71% |
| Utilities | 1.67% |
|---|---|
| Cash and net other assets | 0.04% |
0
Portfolio allocations will vary over time. The unclassified sector (where applicable) includes exchange traded funds and other securities not able to be classified by sector.
Variable annuities are long-term investments designed for retirement purposes. Withdrawals prior to age 59 1/2 may be subject to a 10% IRS penalty.The fund involves the risk that the stock prices of the companies in the portfolio will fall or will fail to rise. Many factors can adversely affect a stock's performance, including both general financial market conditions and factors related to a specific company or industry.
You can lose money by investing in a fund. Any given fund may not achieve its goal, and is not intended as a complete investment program. All funds have risk. The value and/or returns of a portfolio will fluctuate with market conditions. You may have more or less than the original amount invested when you redeem your shares.
Lipper is an industry research firm whose rankings are based on total return performance, vary over time, and do not reflect the effects of sales charges. Past performance is not indicative of future results.
Sales Charges/Fees
| Breakpoint | Sales Charge | Dealer Allowance | CDSC Liab |
|---|---|---|---|
| $0 - $0 | 0.00% | 0.00% | N |
CDSC
| Year | Percent |
|---|---|
| 1 | 2.00% |
| 2 | 1.00% |
| 3+ | 0.00% |
Variable annuities are long-term investments designed for retirement purposes. Withdrawals prior to age 59 1/2 may be subject to a 10% IRS penalty.The fund involves the risk that the stock prices of the companies in the portfolio will fall or will fail to rise. Many factors can adversely affect a stock's performance, including both general financial market conditions and factors related to a specific company or industry.
You can lose money by investing in a fund. Any given fund may not achieve its goal, and is not intended as a complete investment program. All funds have risk. The value and/or returns of a portfolio will fluctuate with market conditions. You may have more or less than the original amount invested when you redeem your shares.
‡ Lipper is an industry research firm whose rankings are based on total return performance, vary over time, and do not reflect the effects of sales charges. Past performance is not indicative of future results.